LionGate Partners

Statement for Certified High Net Worth Individual



I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.

I understand that this means:

(a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;

(b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

(c) by signing this statement I may lose significant rights;

(d) I may have no right to complain to either of the following –

(i) the Financial Conduct Authority; or
(ii) the Financial Ombudsman Scheme; and

(e) I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies:-

“Net Assets” for these purposes do not include:-

(i) the property which is my primary residence or any loan secured on that residence;

(ii) (any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(a); or

(iii) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.


The information submitted here is used to contact you and is stored by the Company for contacting you in matters relating to the business activities of the Company.

 

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Signature Certificate
Document name: Statement for Certified High Net Worth Individual
Unique Document ID: 9bf1cb04cf31e7616af042af131a8489a7cafff4
Timestamp Audit
March 3, 2015 11:17 BSTStatement for Certified High Net Worth Individual Uploaded by Lion Gate Partners - info@liongate-partners.com IP 81.110.162.243